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Compliance Officer Investment Management jobs

There are 321 Compliance Officer Investment Management-related jobs on Submit your application now and land the ideal job.

Job Descriptions and Categories Including this search

Examples of corresponding vacancies are Corporate and investment, Compliance monitoring officer, Compliance advisor, Compliance director, Compliance officer or Investment operations assistant. These jobs are often related to industries like IT, Management, Communication, Finance, Marketing or Production.

Employment statistics

Counties with the largest quantity of jobs related to 'Compliance Officer Investment Management' are England, Scotland or Wales. Cities with the largest number of results are London, Glasgow, Edinburgh, Liverpool, Henley-on-Thames or Manchester.

Top Employers Offering Compliance Officer Investment Management Jobs

Employers with the most Compliance Officer Investment Management-related jobs are Mars, Anderson Scott Solutions Ltd, Playtech, Support Services Group, The Recruitment Consultancy Ltd or PARITY GROUP LIMITED. the the largest job site across the United Kingdom is the biggest job search website in the UK with over 752662 job opportunities available, 321 of which are Compliance Officer Investment Management-related.

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B C T Resourcing |
Birmingham, England
- 9h ago
Global investment bank, in their focus to appoint a Senior Compliance Officer. Manager for their Dublin... Develop, implement, maintain and monitor adherence with the Compliance Risk Management Framework...
Additional Resources Ltd |
London, England
- 1d ago
Senior Compliance Officer. Investment Management Sector. Central London. Salary. 80k. Key Words. Senior... Senior Compliance Officer, Compliance Manager, Asset Management, Regulatory Consultancy, Private Equity...
Additional Resources Ltd |
London, England
- 2d ago
Compliance Officer. Investment Management Sector. Central London. Salary. Competitive with benefits and... Key Words. Compliance Officer, Senior Associate Compliance, Compliance Manager, Asset Management...
Old Mutual Wealth (Intrinsic) |
Newcastle upon Tyne, England
- 9h ago
We currently have an opportunity for an experienced Compliance Officer to join our Financial Promotions... They operate across all markets, from pension and investment advice to mortgage planning, protection and...
Robert Walters Plc |
London, England
- 6h ago
A leading global investment bank is looking to hire into their, expanding, compliance advisory function... As a fixed income compliance advisory officer you will. Provide high quality regulatory advice and risk...
The Emerald Group |
(Unspecified city), England
- 14d ago
To take responsibility for drafting, implementing and reporting progress on an annual compliance... Knowledge. Significant knowledge of the FSA rules applicable to the life, pensions and investment...
London, England
- 9d ago
Dealing and Managing. Surveillance. The Senior Compliance Officer will be responsible for overseeing and... message monitoring. phone, email and chat. sanctions monitoring. investment guidelines and restrictions...
JPMorgan Chase & Co |
- 12d ago
Wwwjpmorganchasecom. Our Compliance Function With a diverse team of Compliance professionals supporting... Co ordination with line of business Compliance Managers. Management of open issues arising from testing...
- 2d ago
Description. Mercer have an exciting Permanent opportunity for a Compliance Officer ( Regulatory... A skills experience emphasis on investment advice, investment management and investment products...
Partners Group |
London, England
- 13d ago
We have USD 57 billion in assets under management and more than 900 professionals across 19 offices... Advising the UK Compliance Officer and more senior team members on the firm's obligations and how to...
Citigroup |
Belfast, Northern Ireland
- 7d ago
Compliance sets standards, and uses an enterprise wide compliance risk management approach in... Citi is the first investment bank to have a presence in Northern Ireland. The Citi Compliance Department...
Citigroup |
London, England
- 6d ago
No. Job ID. 17028673. Description. Job Purpose. An Investment Finance (IF) Portfolio Officer is a... Risk Management and Business Risk and Control, Fundamental Credit Risk, Audit, Compliance and Legal...
Morgan Stanley |
- 13h ago
Department Profile. The Finance Division globally reports to the Chief Financial Officer and consists of... Morgan Stanley Investment Management (MSIM) is one of the largest global asset management organizations...
Maldon Partners Ltd |
London, England
- 1d ago
The Role. The Compliance Officer will work in a generalist capacity and will be responsible for ensuring... Asset Management Company, and will have knowledge of UK Regulation. Your experience will include trade...
Holmes Search |
London, England
- 1d ago
The Senior Compliance Officer will be responsible for overseeing and developing trade surveillance and... Market abuse prevention. Message monitoring. phone, email, chat. sanctions monitoring. investment...
IT Lab |
(Unspecified city), England
- 1d ago
Following the completion of a significant equity investment in June 2016, our strategy is to continue to... We are now seeking to recruit an experienced. Information Security & Compliance Officer. to join our...

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England (202)‎
Scotland (10)‎