map
Within a radius of mi of
Filter by date
Last 24 hours
Last 3 days
Last 7 days
Last 30 days
Filter by source
Company
Job boards
Placement agencies
Jobs 1 - 10 of 920

Compliance Policy Officer jobs

Recruitment Solutions North West LTD |
Lancashire
- 6h ago
Compliance Officer. 35,000. 37,000 per annum plus benefits. Manchester City Centre. Consultants... You will be a key member of the Compliance Team working with the team and business stakeholders to...
Michael Page Banking and Financial Services |
Bromley, England
- 6h ago
This Compliance Officer, Risk & Control role is based in Bromley and sits within Financial Services... They will also contribute to the design and production of policy and governance and deliver training and...
Rutherford Search Ltd |
London, England
- 6h ago
To avoid regulatory problems. To assist the Head of Compliance with all administrative tasks. To take... Daily review of trades to ensure compliance with the Best Execution Policy. Provide support to other...
SEI Investments |
London, England
- 6h ago
O Breaches. o Complaints. o Inducements (including Gifts and Benefits). Co ordinate, maintain and monitor the firm's compliance with its Personal Account Dealing Policy. Assist in the review of...
Big Fish Little Fish |
Blaydon, England
- 1d ago
Duties and responsibilities. The Senior Compliance Co Ordinator will be responsible for the following... Health and Safety. adhere to the company Health and Safety Policy & promote safe working at all times...
Elsevier |
London
- 14d ago
The Policy, Risk and Compliance Officer is responsible for supervising the verification and validation... The Policy, Risk and Compliance Officer is directly responsible for the Quality Management System (QMS...
Paymentwall |
London, England
- 1d ago
THE OPPORTUNITY. As the Compliance officer with Paymentwall, you will have the opportunity to drive the... Ability to provide functional and directional guidance to staff and recommend policy or strategic...
PSD Group |
London
- 5d ago
This e Banking provider seeks a compliance officer to join the existing compliance function. This is an... Summarise and communicate to staff relevant FCA rule and business policy changes. Undertake an internal...
BNP Paribas |
London
- 2d ago
Compliance Advisory. Elaborate the compliance policy in the Territory, as directed by the Head of... To assist the PA Dealing Outside Business Interests Officer with the implementation by the business of...
SEI |
London
- 4d ago
OBreaches. oComplaints. oInducements (including Gifts and Benefits). Co ordinate, maintain and monitor the firm's compliance with its Personal Account Dealing Policy. Assist in the review of...
Morgan Stanley |
London
- 6d ago
Department Profile. The EMEA Legal and Compliance Department is charged with day to day oversight and... on transactional queries, new products and rule and policy interpretation. The individual will also...
Reed Elsevier |
London
- 14d ago
The Policy, Risk and Compliance Officer is responsible for supervising the verification and validation... The Policy, Risk and Compliance Officer is directly responsible for the Quality Management System (QMS...
HSBC |
London, England
- 7d ago
The role holder will be required to work closely with the Country Sanctions Officer and in country teams... Identify, impact assess and oversee regional compliance with Policy, global Sanctions regulatory changes...
Oliver James Associates Limited |
(Unspecified city), England
- 6h ago
Compliance Monitoring Officer. 250. 400. Asset Management. London. 6 Months Responsibilites. Carry out... Daily review of trades to ensure compliance with the Best Execution Policy. Ensure adherence to the Code...
Oliver James Associates |
(Unspecified city), England
- 6h ago
Compliance Monitoring Officer. 250. 400. Asset Management. London. 6 Months Responsibilites. Carry out... Daily review of trades to ensure compliance with the Best Execution Policy. Ensure adherence to the Code...
LMA Recruitment Ltd |
London, England
- 18h ago
You will be assisting the compliance officer (and the firm itself) to keep abreast of policy... Implement regulatory changes. working closely with the policy development team. Regulatory changes could...

Never miss a job. Get new jobs emailed to you everyday.


Related search

Locations

England (596)‎
Scotland (40)‎
Wales (14)‎

Featured locations