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    393 jobs - Page 1 of 15 (0.12 seconds)
    SEI Investments (Europe) Ltd.
    |
    London, England
    - 1d ago
    Manage the compliance monitoring work performed by the Firm's Compliance Officers and provide them with... Investment Advice, Discretionary Management, Fiduciary Management, Product Governance, Suitability, RDR...
    Allianz Global Investors GmbH
    |
    London, England
    - 2d ago
    Be part of a European team that provides advisory support to all European investment professionals at... Portfolio Management and Trading Compliance Strong oral and written communication skills (English and...
    Michael Page Banking and Financial Services
    |
    London, England
    - 1d ago
    An excellent opportunity to join a top tier investment bank based in the City Of London.The role will be... Other duties include encompassing all management and budget reporting of the firm UK and to assist in...
    Compliance Manager | South West London, London, UK
    Compliance Consultant | South West London, London, UK
    Group Chief Accountant / CFO Designate | South West London, London, UK
    Burgh Recruitment
    |
    Bristol, England
    - 1d ago
    Residential and Retirement investment models. The Role. Compliance Officer You will be responsible for... You will keep up to date with all relevant rules and regulations and advise the Senior Management on...
    Triodos Bank
    |
    Bristol, England
    - 3d ago
    We are pleased to be recruiting for the role of Compliance Monitoring Officer on a 12 month fixed term... ideally relating to banking, savings and investment products, and also with project management...
    Emma Burgh Recruitment
    |
    Bristol, England
    - 19h ago
    Residential and Retirement investment models.The Role. Compliance OfficerYou will be responsible for the... You will keep up to date with all relevant rules and regulations and advise the Senior Management on...
    Professional Recruitment
    |
    Oxford, England +2 locations
    - 1d ago
    Are you looking to join a join a well respected Chartered firm who specialise in investment, pensions... Escalate any breaches or concerns to the Compliance Officer in a timely manner. Ensure all regulatory...
    Morgan Stanley
    |
    London
    - 5d ago
    Morgan Stanley is a leading global financial services firm providing a wide range of investment banking... You will have relevant Compliance experience in asset or wealth management ideally including exposure to...
    JPMorgan Chase & Co
    |
    London
    - 2d ago
    Description. Senior Compliance Officer. Compliance assesses the regulatory risk in the region and... The role of this position is to be a member of the Regulatory Management Team within the Compliance...
    BNP Paribas
    |
    London
    - 15d ago
    Corporate clients and institutional investors. BNP Paribas CIB is a leading European investment bank... The Compliance Officers working in the Compliance Assurance Department will report to one of the Team...
    Deutsche Bank AG
    |
    London, England
    - 23h ago
    Position Overview. Job title. Compliance Regulatory Advisor Officer. Corporate Title. Associate... Assisting with compiling Management Information for senior management on the identification and...
    Triodos Bank N.V. Deutschland
    |
    Bristol, England
    - 2d ago
    We are pleased to be recruiting for the role of Compliance Monitoring Officer on a 12 month fixed term... ideally relating to banking, savings and investment products, and also with project management...
    SG CIB
    |
    London, England
    - 12d ago
    Provide ongoing support to the Global Volcker Rule Compliance Officer and his reports the Global French... management must make, either to Volcker French Banking Law governing bodies or relevant. regulatory...