Compliance Analyst – 50953
Emerald Group Ltd
London
3d ago

Key Duties :

  • Broker approvals and issue of TOBAS
  • Maintenance of Business Timetable and regulatory deadline monitoring
  • Circulation and logging of relevant publications
  • EGR, complaints and conflict of interest monitoring
  • Maintenance of training records
  • Perform BAU compliance monitoring reviews
  • Support to Head of Compliance on co-ordinating quarterly LMS updates
  • Preparation of compliance returns and reports
  • Updating Compliance Policies and Procedures
  • Support on compliance and wider projects
  • Experience required :

  • Experience within the Lloyd’s market preferred
  • Knowledge of Lloyd’s regulatory requirements preferred
  • Strong attention to details
  • Able to build and maintain relationships with a range of stakeholders
  • Flexible approach to working in a demanding and dynamic environment
  • Good communication skills, both verbally and in writing
  • Ability to manage time, meet deadlines and prioritise
  • Good team working ethic with excellent customer service approach
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