Compliance Supervisor
Heat Recruitment
Exeter
4d ago

This is a brilliant opportunity for a Compliance Supervisor to join a Regional Wealth Management firm who provide a bespoke and personalised service to their clients.

Responsibilities :

The aim of the role will be to provide compliance, regulatory and best practice support to the Compliance Director to ensure that the needs of clients are delivered in accordance with procedures and regulatory standards.

This will specifically include ongoing compliance / best practice assessments.

Skills :

In order to be considered for this unique opportunity, candidates need to have

  • Previous experience within a similar role
  • Self-starter, the ability to take initiative and develop their own ideas and see through to completion
  • Good Communication skills ability to interact with senior management team to promote good behaviours throughout the firm
  • What next?

    Apply today to be considered for this opportunity. If suitable, one of our specialist consultants will be in contact to discuss the opportunity with you in detail prior to submitting your CV to the client.

    In this discussion we will aim to identify your specific skills and motivations, and where appropriate recommend other relevant opportunities to you that match your requirements.

    Additionally, refer a friend or colleague to us and receive £200 if we assist them in securing a new career.

    Synonyms : Compliance, Compliance Officer

    Report this job
    checkmark

    Thank you for reporting this job!

    Your feedback will help us improve the quality of our services.

    Apply
    My Email
    By clicking on "Continue", I give neuvoo consent to process my data and to send me email alerts, as detailed in neuvoo's Privacy Policy . I may withdraw my consent or unsubscribe at any time.
    Continue
    Application form