Senior Risk & Compliance Analyst
Vox Financial Partners
Belfast, BFS, gb
4d ago

Job Information

Industry Financial Services City Belfast Province Belfast Postal Code BT1

Job Description

Senior Risk & Compliance Analyst

Front Office Controls

Company : Vox Financial Partners

Website :

Contract : Permanent

We are looking for experienced financial services professionals to join our Belfast based team as Consultants.As a Vox Consultant, you will work on a variety of projects supporting our investment banking clients, working as part of our Belfast HQ service delivery center, including an upcoming project around Booking Model Controls.

The ideal candidate will have experience in some or all of the following in an investment banking environment : controls, markets, operational risk and middle office, with a strong understanding of trading products and front office trading controls.

Who are we?

Vox Financial Partners is a boutique firm that provides high quality consulting services and contract management products to top-tier banking & financial services clients in the US and Europe.

Our consultants specialize in areas such as managing regulatory change in complex environments, client outreach, Brexit readiness, technology solutions, data extraction & analysis and operational and back-office support.

Established in 2015, joining us will give you the opportunity to experience the career growth that comes with working for an exciting and fast-growing new firm.

We make it our mission to support our consultants, providing quality training programs, industry-recognised qualifications and exciting project opportunities with high profile clients across the US and Europe.

About the role

The scope and nature of the projects will grow as they progress. However, examples of duties / responsibilities will include :

  • Being a key member of Vox’s Belfast based Service Delivery Center, working with Tier 1 Investment banking clients across exciting, regulatory driven initiatives.
  • Working on an initial Booking Model Controls project, performing gap analysis and risk assessments on how trades are booked on banking systems and where they are booked to ensure that bookings are accurate and free of errors
  • Assist in the scope, design and implementation of a robust first line control framework across multiple systems and products and identifying existing control improvements
  • Utilize data analysis skills to perform analysis on large volumes of project data, including trade data
  • Ensure that project documentation is of a high quality and consistently up to date
  • Preparing management information and maintaining project trackers to ensure that projects remain on target
  • Engage with stakeholders and different teams across the program and bank, such as auditing, operations, front office, compliance etc.
  • Following this project, support dynamic teams working on a wide range of projects, e.g. Brexit Readiness, Regulatory Change, Client Onboarding or Operational Change
  • Why Vox?

    Vox Career Development - We put an emphasis on personal and professional growth and provide all the training you’ll need to become a highly skilled Vox consultant, with programs covering Finance, Regulatory, Technology and Operational aspects of investment banking.

    On top of that, we also provide support in obtaining highly sought-after industry-recognised qualifications.

    Vox Clients As a Vox consultant, you will be working with some of the top clients in the financial services marketplace.

    Our people typically work on client site, placing you at the cutting edge of the projects on which you’ll be working, and giving you the opportunity to learn from, work with and build relationships with the very best within those companies.

    Vox Rewards Vox offer our permanent staff an excellent compensation package, including generous Base Salary, Bonus, Medical, Dental, Vision and Life Insurance and Pension Scheme.

    Vox Core Values Whether you are a Client or an Employee, Vox wants the best for you.All our relationships are based on our Core Values : Innovation, Nurture, Solutions, Potential, Inclusiveness, Resilience & Evolution.

    Who are we looking for?

    Candidates should ideally have the following :


  • A 2.1 degree obtained in a Finance, Legal or STEM subject
  • Experience

  • 4-5 years’ experience of working investment banking projects in functions such as : controls, operational risk, front or middle office etc.
  • Prior experience as a Business Analyst, PMO or Project Manager working on investment banking projects
  • Strong experience in controls, particularly front office controls and knowledge of trading products
  • Experience performing gap analysis and risk assessments
  • Track record of communicating with stakeholders and multiple lines of business within an investment bank
  • Experience in auditing would be desirable
  • Technical Skills.

  • Strong MS Office skills, especially with Advanced Excel (Macros, VLOOKUP, PivotTables) and PowerPoint
  • Working with databases, performing database management would be beneficial
  • Professional Skills

  • Communication advanced interpersonal & communication skills.Able to liaise confidently with senior stakeholders, either over the phone or via email
  • Team player able to work well within dynamic and goal-focused teams
  • Process driven able to become quickly proficient in new processes and systems
  • Detail-focused very strong attention to detail
  • Multi-tasking highly organized and able to balance various responsibilities simultaneously
  • Professionally skeptical able to identify and flag up anomalies for review
  • Decision-making strong decision-making in a fast-paced and pressurized environment
  • Commitment strong work ethic and delivery focused
  • Vox Financial Partners value inclusiveness and aspire to reflect this in our workforce. We welcome applications from people from all sections of the community, irrespective of ethnicity, gender, age, disability, sexual orientation, religion or belief.)

    Please note, Vox Financial Partners receive a high volume of applications for all roles.While we will endeavour to respond to all applicants, this is not always possible.

    Should you not receive a response to your application within 2 weeks, it is likely that you have been unsuccessful on this occasion.

    However, we would like to retain your details on our systems for 6 months and may contact you should another potentially suitable vacancy arise.

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