Finance & Compliance Manager
Pelham Select
London
11h ago

Main Responsibilities :

  • Bookkeeping for the investment advisor company
  • Monthly submissions of payroll and pension data
  • Production of monthly management accounts for investment advisor company
  • Assist in the production of quarterly management accounts for group
  • Assist in the production of quarterly recharge schedule for Quinbrook funds
  • Assist with corporate and filings for all group entities
  • Assist with regulatory filings for all group entities, under FCA, SEC, JFSC and ASIC rules
  • Compile compliance records including registers, attestations from the team, and internal logs
  • Assist with preparation of annual risk management matrix
  • Assist with an annual review of compliance policies and procedures
  • Assist with the implementation and oversight of the cybersecurity policies
  • Assist with reviews of NDAs and liaise with counsel on same
  • Review marketing materials for compliance with jurisdictional regulatory requirements
  • Maintain indices of documentation on all transactions / acquisitions
  • Assist with reconciliations of board and investment committee approvals and project expenditure
  • Completion of an annual compliance monitoring plan for investment advisor company
  • Assist with preparation of budgets
  • Liaison with portfolio companies to reconcile with fund accounts
  • Initial review of quarterly fund accounts
  • Ideal Candidate :

  • 1-2 years of work experience in relevant fields post qualification
  • ACA or ACCA qualification a necessity
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