Senior Associate, Prudential Advisory Services, Regulatory Consulting
Duff & Phelps Corp
London, United Kingdom
4d ago

In a world of disruption and increasingly complex business challenges, our professionals bring truth into focus with the Kroll Lens.

Our sharp analytical skills, paired with the latest technology, allow us to give our clients clarity not just answers in all areas of business.

We embrace diverse backgrounds and global perspectives, and we cultivate diversity by respecting, including, and valuing one another.

As part of One team, One Kroll, you’ll contribute to a supportive and collaborative work environment that empowers you to excel.

Duff & Phelps, a Kroll business, Compliance & Regulatory Consulting ( CRC ) practice helps firms deliver on a wide range of engagements including financial crime, compliance risk, regulatory capital and liquidity, regulatory readiness, compliance monitoring and regulatory and supervisory reporting.

We are currently looking for a Senior Associate to join our newly created Prudential Advisory Services (PAS) team, which is part of CRC.

At Kroll, your work will help deliver clarity to our clients’ most complex governance, risk, and transparency challenges.

Apply now to join One team, One Kroll.


  • A member of the UK Prudential Advisory Services (PAS) team, providing consultancy services to our financial services client base.
  • Work will include supporting reviews of client risk management arrangements, prudential calculations, ICAAP, transition to new Investment Firm Prudential Regime on various engagements
  • From time to time the role may involve supporting the wider London Regulatory Consulting team in various tasks, both internal and client facing
  • Ensure high-quality standard of client deliverables by having a strong attention to detail

  • Charted Accountant / CFA / MBA / Master’s degree in finance, or equivalent from an accredited university or college
  • 1 to 4 years of relevant experience for an Analyst level and 3 to 6 years of experience for an Associate level is preferred
  • Experience in the Financial service industry Banking / Asset Management / Investment Firms
  • Knowledge of UK regulations (prudential regulations preferable but not essential), willing to invest time and effort into becoming familiar with various regulations and rules (with support from our team)
  • Experience / interest in working on regulatory / compliance matters
  • Experience in prudential regulation or risk management is preferable
  • Ability to work effectively with the numbers
  • Ability to prioritize tasks, work on multiple engagements, and manage rapidly changing assignments in a team environment
  • A critical thinker who can quickly evaluate, analyse companies and financial information
  • Strong writing and communication skills as well as excellent analytical skills
  • Ability to prepare deliverables with a keen eye on formatting and aesthetics
  • Strong working knowledge of Excel and Powerpoint.
  • Ability to coordinate work effectively with senior colleagues and managers
  • Demonstrates strong personal integrity and positive attitude towards work
  • Demonstrates commitment to obtain outstanding results
  • Demonstrates knowledge and willingness to work long hours as and when required
  • Demonstrates flexibility to work with different managers and service lines
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