Compliance Manager
Broadgate Search
Greater London, GB
9d ago
  • Assisting with the implementation of updates and changes of legislation
  • Support the delivery of learning and development initiatives in respect of compliance and regulatory issues.
  • Testing outgoing mail for compliance with company policies and procedures.
  • Conducting compliance monitoring as directed by the Head of Risk & Compliance providing detailed reports in all instances.
  • Prompt action to resolve any regulatory breaches.
  • External audits receive satisfactory or better rating.
  • Monitoring and review systems and guidelines and make recommendations as required.
  • Encouraging compliance within the company by demonstrating a positive compliance culture and supporting staff to achieve same.
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