Our Business Supervisory Controls Team works with and challenges the business in regards to effective desk supervision. As a part of our commitment to strong operational risk, conduct risk and front office supervision we're looking for experienced hires to help build out our team globally.
You’ll be working in the Business Supervisory Controls Team within the Business Operational Risk Management team. This division is part of the wider Commodity and Global Markets’ first line of defence.
We are responsible for managing business risk and ensuring that we have an appropriate and up to date Supervisory framework, spearheaded by the creation and maintenance of a soon to be created Supervisory Control Portal.
In this role you will be highly visible and required to provide transparency of process to clients and team.
Your key activities will be supporting the oversight and monitoring of our supervisory framework and developing / implementing appropriate supervisory reports.
You will create, manage and ensure there is appropriate governance around the development of the Supervisory Controls Portal .
You will also provide daily support for supervisory processes and deliver supervisory training to new and current Supervisors.
We will offer you the opportunity to work in a global team liaising with other Operational Risk Management staff in New York, Houston, Asia and Sydney along with senior management.
We will be interested in leveraging your understanding of operational risk frameworks and controls for a trading business, particularly front office supervision and controls .
Specific knowledge of 1LoD and front office supervision is required ( if you have experience in sales and trading or specific knowledge of equity derivates trading / fixed income commodities that would be even better ).
You’ll certainly be using your strong relationship building skills; gaining buy-in, trust and understanding.
We’re growing our team to keep pace with our continuing success / growth story. If you are excited to be a part of dynamic and successful business then please apply now!
Commodities and Global Markets provides clients with an integrated, end-to-end offering across global markets including equities, fixed income, foreign exchange and commodities.