Area Compliance / Supervision Manager SW London to join our established and successful teams across the UK that support circa 2500 regulated advisors & appointed representatives throughout our network.
The successful candidate will supervise Advisors / ARs in our Primis (Previously First Complete / Pink / PTFS) business in and around the SW London territory.
Duties to include - To ensure compliance with both in house and regulators’ compliance procedures for appointed representatives To ensure appropriate standards / procedures are followed by authorised appointed representatives Instruct, coach and monitor individuals, producing reports and individual training / development plans ensuring all outstanding actions are completed within agreed timescales Identifying areas where Advisors can improve their standards and associated risk ratings Conduct and evaluate assessments of Advisors, as part of an on-
going regulatory regime including audit of defined procedures, competence requirements Identify areas of improvement, ensuring an appropriate report or action plan is communicated with responses monitored to ensure deadlines are timely and achievable Facilitate in the delivery of appropriate training, liaising with the Primis training team where necessary Demonstrate a suitable level of industry knowledge and experience to conduct the role Ensuring that appropriate needs are identified and where appropriate facilitate delivery of additional support to ensure needs are being met Supervise individual Advisors in accordance with the approved training and competence scheme Other duties commensurate with the level of position that may be required by the Compliance Head / Director.
A full UK driving license is essential. Salary is between £36,000 and £40,000 per annum negotiable. The salary stated includes the car allowance offered with this role.
Apply today for an exciting and challenging career with one of the largest Mortgage Networks in the UK. compliance, cemap, mortgage, audit, fca, advisor, adviser, mortgage broker, mortgage network