About the Role / Client
An Asset Manager is looking for an experienced compliance professional to join their team. The focus is going to be across compliance monitoring but given the size of the team you will need to get involved in other activities
Job Purpose :
Provide compliance support to the business with a particular focus on monitoring, including both regular reviews and ad hoc audits.
This includes :
Monitoring :
and all changes to regulations are incorporated into the monitoring
Applicants
Experience required :
Job Purpose We now need a Compliance Monitoring Officer to support the transformation and the future... The Compliance Function (part of the 2nd Line of Defence) will be responsible for overseeing and...
About the Role ClientAn Asset Manager is looking for an experienced compliance professional to join... The focus is going to be across compliance monitoring but given the size of the team you will need to...
MERJE are currently representing a large global investment house in the search for a Compliance... You will be responsible for. Assisting with the execution of the compliance monitoring plan to include...
About the RoleTo be a part of the team responsible for carrying out compliance monitoring (including... The capacity to undertake such monitoring reviews is mandatory under the terms of the FCA's handbook and...
Role Summary. A unique, specialist Lloyd's coverholder, wholesale, international and retail (re)insurance broker is looking to recruit a Compliance Officer to join their growing compliance team...
The Compliance Officer is responsible for defining the MIFIR, EMIR, SFTR and Post Trade Reporting rules... To act as the second line of defence for regulatory reporting by performing ongoing monitoring and...
You'll love life here at Zopa.The Compliance officer role will be responsible for building great... consistent compliance testing and monitoring across the business. Ensuring that appropriate governance...
Compliance Officer. Wealth ManagementLondonI am currently working with a Wealth Management organisation... Ensuring regulatory and legal compliance. Compliance monitoring. Handling necessary enquiries and...
It is an exciting time to join Mind. Be part of the cause that helps everyone with a mental health problem get both support and respect.We are looking for a Senior Compliance Officer to join our...
Lloyd's Market Broking group is recruiting for a newly created Compliance Officer to support the busy... compliance directives, compliance monitoring, complaints handling and data protection matters...
Fantastic Opportunity to join a small Regulatory Compliance team of a foreign bank in an advisory... policies and procedures Assisting with delivery of the Compliance Monitoring Plan Assisting with...
Carrying out compliance monitoring programme of policies and procedures on a quarterly basis. Monitoring... Daily reporting of investment restrictions Assisting Compliance Officer with on line filings to...
Physical , listed and OTC commodity derivatives It seeks a senior compliance executive , to report into... Running the compliance programme. Drafting compliance policies. Carrying our AML monitoring and testing...
Census officers Contract duration2nd intake. 16 March to 29 April 20213rd intake. 23 March to 29 April 2021Hours 2nd intake. 15, 25 or 37 hours per week3rd intake. 15 or 37 hours per weekSalary...
Until May 2021. Inside IR35 Your new companyAn executive agency of the Department of Health and Social Care is looking to recruit a Project Support Officer to support the monitoring and...
JOB DESCRIPTIONChief Compliance Officer ( CCO ) of EU Pay Ltd ( the Company )General Description and... Developing, overseeing and monitoring the implementation of the compliance programme. Providing...
..s.If you think you could support Visa as a Regulatory Compliance Officer, we want to hear from you... Job Description and Responsibilities What's it all about? The purpose of the Compliance Function is to...
Job Level Vice PresidentDescriptionCompliance Officer. Equities Compliance. Vice President Division... involvement with coverage led monitoring checks and development and delivery of training. The candidate...
Compliance Officer, EMEA Roles at Stripe Dublin or London Full time Legal Apply now We're looking to... and processes carrying out a program of monitoring and testing of compliance of Stripe products...
The Role We are recruiting for an Employee Benefits Compliance Officer to join our team in EB. This role... Act as risk and compliance focal point for Employee Benefits ( EB')Promote a collaborative and solution...