Compliance Officer
Executive Network Legal
Midlands, GB
7d ago


Assisting the Head of Compliance, the successful Compliance Officer will be responsible for conducting internal audits to provide assurance to the Approved Persons that the firm is compliant with regulatory codes and legislative guidance set by the regulatory bodies.

You will be required to review policies and procedures to ensure compliance with the relevant rules, guidance and legislation whilst assisting the Head of Risk and Compliance in providing urgent technical advice to staff on a number of varying compliance or regulatory queries including responding to matters raised by the FCA.

The post holder is required for a period of 6 months with an immediate start.


Our client will be considering candidates that have experience working in compliance within a law firm. Candidates at any level from Compliance Officer through to Head of Compliance will be considered.

In order to be successful in this role, you will ensure that the client is at the heart of all activities which contribute to the smooth running of the compliance department within a leading law firm.

You will possess effective organisation skills and communicate in a timely and effective manner at all levels, addressing areas of risk and providing clear and concise management reports when required.


Our client prides themselves on being one of the largest, multi-disciplinary law firms in the Midlands. They act for businesses and individuals locally, regionally and nationally across a diverse range of sectors.

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