CIB Operations - Fixed Income Marketing Middle Office - Regulatory Support
Vicco Kariyer
London , GB
29d ago

Job Category : Operations Potential Referral Amount : 3500 Pound Sterling (GBP)

The team

The Regulatory Support team is a dedicated group of internal and client facing resources that are focused on delivering against large scale change initiatives that span across business units to address Industry, Business and Client requirements across the Markets Operations organization.

The team provides a unique mix of project skills and product experience that are not tied to a specific business unit enabling it to provide a consistent, high-

quality and responsive approach to the way we manage and execute change across the Corporate and Investment Bank.

The Role : Associate

A high profile role, the Fixed Income Marketing middle office is looking for an associate to take up a role in the Regulatory Support team, interfacing both internally and externally to ensure that JP Morgan and its clients are able to understand and meet the ongoing regulatory requirements that arise from Dodd Frank, EMIR and other bodies.

Leading by example and driving others on, you will need to assume a strong regulation and infrastructure knowledge to ensure a first class service to salespeople, clients and other internal stakeholders.

The ability to be flexible and work with different teams to solve complex problems and to bring issues to closure will be critical.

As part of the role you will need to effectively partner with numerous teams such as FO (Trading, Sales, and business management), Sales Support, Legal, Compliance, Middle Office and IB wide PMO teams on a daily basis.

  • Some of the specific responsibilities in the role are the following;
  • Devising efficient, standardised processes to track onboarding of clients to regulatory protocols
  • Dealing with internal and external queries in relation to regulatory protocols, providing a central point of contact
  • Assistingin education around the decision trees for regulatory requirements to trade with various counterparties
  • Extensive interaction with Front Office (Sales and Trading), Compliance, Business Management, Legal, Credit Risk, Operations and Technology teams
  • Participate in regular internal meetings to review upcoming initiatives and priorities
  • Manage client outreach initiatives
  • Current ongoing initiatives are;
  • EMIR client classification and clearing obligation
  • Non Cleared Derivative Margin rules
  • SEC External Business Conduct Rules
  • Brexit planning
  • US Stay Protocol
  • Internal system migrations
  • Required Experience

  • Previous investment banking experience required
  • Experience and strong product knowledge of derivative products
  • Previous experience in a regulatory role
  • Experience in managing initiatives / projects
  • Client interaction in a previous role
  • Understanding of client reference data desirable
  • Regulatory reporting experience desirable
  • Other role requirements

  • Excellent delivery record in previous roles, ability to manage changing priorities and high volume processes
  • Experience of OTC derivative processing / lifecycle, in one or multiple asset classes
  • Excellent communication and presentation skills, at all levels
  • Strong influencing and negotiation skills
  • Good organisational skills
  • Excellent teamwork skills
  • Have a proactive, focussed approach, looking at continuous ways to improve the control and operational environment.
  • Strong PC skills e.g. Excel, PowerPoint
  • Strong risk and controls awareness, attention to detail
  • Apply
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