Compliance Officer
Credit Suisse
London, London, United Kingdom
1d ago

Your field of responsibility

An outstanding opportunity for an individual looking to further their career in Compliance or find an entry level position joining a team of Compliance professionals within a world class financial institution providing support to the Head of UK IB Markets and Corporate Centre Compliance.

  • Ensuring the UK IB and Corporate Centre businesses understanding and observance of regulatory non financial risk, internal policy and expected conduct standards is maintained through supporting the Coverage teams provision of high quality advice, challenge, monitoring and learning based upon current regulatory requirements, exchange rules, market practice or internal policies and procedures as they apply to the business.
  • Act as a robust and effective 2nd line of defence through effective and demonstrable challenge.
  • Act as proactive emissary of conduct risk and culture, supporting the promotion of the banks values and raising appropriate challenge or escalation where there is evidence or strong likelihood of client detriment, impact to market integrity or reputational risk arising from the conduct of the bank or its employees.
  • Participate in and detailing the Compliance Annual Risk Assessments, Monitoring and Testing activity and support business RCSA, Audits etc.
  • Proactively develop and maintain a network within the Compliance fraternity and related control functions to facilitate sharing of information, issue resolution, a deeper understanding of business activity and to aid resolution of Compliance challenges.
  • Your future colleagues

    The UK IB FI Markets and Corporate Centre Coverage Team consists of 10 Compliance Professionals with a diverse range of complimentary experience.

    We are based on the trading floor and provide client facing employees and others access to timely advice and consultancy on regulatory and conduct requirements along with ancillary monitoring and testing activity to ensure business activity is conducted in a manner compliant with CS values.

  • The role attracts positive minded individuals, able to communicate professionally, in at times a time constrained or challenging environment commiserate with a trading support role;
  • and with an interest in seeing the bank succeed as a reliable, well governed, client focused financial institution. The team is within a wider global Coverage group in which collaboration and team-work is encouraged.

    We are a department which values Diversity and Inclusion (D&I) and is committed to realizing the firm’s D&I ambition which is an integral part of our global cultural values.

    Remote Working?N / A - pending TWWW agreement

    Your skills and experience

    We are looking for :

  • Proven experience in a Compliance environment or similar Risk and Control function / Roll.
  • Proven experience or awareness of how fixed income markets operate, and an understanding of fixed income credit derivate, bond and or loan products.
  • Experience of running or co-ordinating projects would be beneficial.
  • Proactive approach to problem solving in a team environment
  • Ability and confidence to challenge where poor practice or potential breach of process identified
  • Ability to assess the alternatives and make a decision based on the risk
  • Outstanding presentation and verbal communication skills. Proven ability to manage work well under time pressure.
  • Able to analyses detail but work within grey areas of policy and regulation, interpreting the spirit of the rule or intent.
  • Dedication to fostering an inclusive culture and value diverse perspectives
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