Compliance Manager, Retirements
Alexander Lloyd
Surrey, GB
3d ago
  • This is an excellent opportunity to join a well-known retirement financial solutions business in a generalist Compliance Manager role;
  • overseeing the delivering of accurate, robust compliant procedures whilst providing support where necessary to the Compliance Director.

    This is a key role within the business; within which you'll be the 'go to' advisor to multiple stakeholder groups relating to any and all compliance queries.

    You will be taking the lead on the development and ongoing relationship management of compliance matters in relation to the firms business partners.

    Specifically, your particular focus will be developing, implementing and embedding FCA and PRA regulatory requirements within the firm and ensuring that internal policies, processes and procedures are maintained appropriately for staff to carry out duties in line with these prescriptive practices.

    To be successful with your application, it is essential that you have :

  • Experience of working in Compliance-related role within the broad Retirements industry, or within the Pensions or Wealth Management fields.
  • You should be able to accurately communicate across various internal and external stakeholder groups, as well as being organised
  • Hold the Level 4 DipFS qualification or equivalent
  • Be able to provide an engaging, flexible approach to you work
  • A good understanding of MIFID II is advantageous
  • In return, this role offers a competitive salary, bonus potential, company Pensions and private health insurance scheme enrolment, as well as the chance for you to showcase your skills to a company known for offering their staff an engaging working environment alongside short and long term career progression.

    Please quote

    when calling Stephen at Alexander Lloyd or email them at . This is only one of many vacancies we are handling. Alexander Lloyd is a specialist within Compliance & Risk recruitment.

    Areas of expertise include Compliance Directors, CF10 / 11, Risk Frameworks, Monitoring, Advisory, Policy, T&C, Quality Assurance / File Review, AML / KYC etc across the entire financial services sector including investments, banking and insurance.

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