Depositary Control Officer
Michael Page International Recruitment Limited
13d ago

About Our Client

A very well known financial services- Investment Bank is seeking to add a to their London team

Job Description

The successful financial services- Depositary Control Officer will be responsible for :

1. Fiduciary relationship management with fund clients, managers, investment managers and their service providers

2. Preparation and maintenance of fund and manager risk assessments in conjunction with the Head of Depositary

3. Management of fund launch projects and change events

4. Assurance reviews of fund managers and administrators

5. Desk-based oversight monitoring

a. Investment mandate compliance monitoring

b. Valuation and pricing sample checks

c. Capital activity and distribution monitoring

d. Monitoring timely settlements

e. Cash monitoring

6. Co-ordination with Banking and Custody services

7. Maintaining asset registers (non-custody assets)


Participate in wider projects

Maintain local policies and procedures

Assist the UK Managing Director as required

Liaise with operational teams in France and Luxembourg to maintain best practice

Legal and Regulatory Responsibilities

Comply with all applicable legal, regulatory and internal compliance and risk requirements, including, but not limited to, Group and UK Compliance and Financial Crime Prevention Policies.

Maintain appropriate knowledge to ensure to be fully qualified to undertake the role. Complete all mandatory training as required to attain and maintain competence.

The Successful Applicant

The successful financial services- Depositary Control Officer will have :

  • Knowledge of investment management or funds from a product, operational or compliance role
  • Knowledge of mainstream, private equity, real estate or infrastructure investment
  • Familiarity with UCITS and AIFMD regulations (COLL and FUND sourcebook)
  • Fund accounting (operations or oversight), investment compliance or technical product understanding highly desirable
  • Accounting or legal background
  • Degree in finance, business or legal
  • CISI IOC or higher
  • What's on Offer

    Competitive package on offer

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