Senior Auditor - Compliance & AML 11month FTC
Citi
Belfast, United Kingdom
1d ago

Citi, the world leading global bank, has approximately 200 million customer accounts and a presence in more than 160 countries and jurisdictions worldwide.

Citi provides consumers, corporations, governments and institutions with a broad range of financial products and services, including consumer banking and credit, corporate and investment banking, securities brokerage, transaction services, and wealth management.

Citi enables clients to achieve their strategic financial objectives by providing them with cutting-edge ideas, best-in-class products and solutions, and unparalleled access to capital and liquidity

Internal Audit is a global organization of over 1000 professionals covering Citi's global businesses and service to clients and customers in over 180 countries.

Citi's Internal Audit division provides independent assessments of the company's governance, risk management and internal control environment for key stakeholders including the Board of Directors, senior management and Citi’s numerous regulators globally.

Internal Audit is a change agent within Citi aimed to enhance the control culture of Citigroup worldwide and thereby support senior management decision making around the globe.

Job Purpose :

This role directs the timely delivery of complex high quality; value added assurance and audit reports for a portfolio of business activities, which meet the requirements of the Boards of Citigroup and Citibank, their affiliates and of Citi’s respective regulators, globally.

This role will contribute to the scoping and execution of Regulatory ICG Compliance audit coverage in accordance with established IA methodology and professional auditing standards, legal entity governance reporting, and other regulatory compliance audits.

The position will be based in Belfast and will report directly into the Senior Vice President, ICG Compliance. The position will provide IA’s Compliance team with local resources to ensure the provision of independent assurance, which is consistent and aligned with the EMEA and global IA strategies and EMEA business objectives.

The candidate should have strong functional knowledge of local regulatory compliance programs that have been established to comply with the local regulatory requirements, Citi policies and procedures, provisions and guidelines established by the Financial Conduct Authority, and other related EMEA regulators, and all applicable regulations governing local banking activities and operations.

The candidate must have working knowledge of regulatory requirements and the related risks and controls and demonstrate the ability to work with senior management and lead audit team execution.

Key Responsibilities :

Develops and executes a robust Audit Plan, by reviewable entity, for assigned businesses in accordance with Internal Audit standards, relevant government statutes and regulations and Citigroup and Citibank policies.

Delivers on time high quality audit reports, Internal Audit and Regulatory issue validation and (where appropriate, branch examinations, as well as business monitoring and governance committee reporting.

Directs complex audit activities for a component of a product line, function, or legal entity at the regional or country level including a portion of the audit annual plan.

Applies comprehensive expertise in one or more of the corporation's businesses and leverages this knowledge into a leadership role in one or more teams.

Proactively advances integrated auditing concepts and use of technology. Closely follows latest trends in own field and adapts them for application within own job and the businessManages a complex and critical unit within Internal Audit, including a medium sized team of Internal Audit professionals.

  • Recruits staff, develops talent, builds effective teams, and manages a budget. Possesses a broad and comprehensive understanding of different Internal Audit standards, policies and local regulations;
  • applies a broad and comprehensive knowledge of high-risk areas including : Compliance for Capital Markets and Investment Banking Businesses, technology management;
  • project / program management; regulatory compliance or supplier management.Leads the professional development of Internal Audit staff.

    Develops effective senior line management relationships and has a strong understanding of the businesses. Applies an in-depth understanding of the inter-relationships of business and support units throughout the corporation and how they impact the overall control environment and the audit approach.

    Uses excellent communication skills in order to influence a wide range of internal audiences including respective product, function, or regional executive management partners.

    May negotiate internally often at higher levels on matters which will have a major impact on the area managed.Demonstrates strong judgment, political astuteness, and sensitivity to cultural diversity.

    Possesses strong project management and interpersonal skills, makes sound decisions, exhibiting initiative and intuitive thinking.

    Consulted often by others for advice and opinions and recognized as a leadership role model.Participates in major business initiatives and pro-actively advises and assists the business on change initiatives.

    Frequently involved in matters that require complex judgments and solutions based on sophisticated analytical thought such as identifying solutions for a variety of complex and novel audit control issues.

    Analyzes reporting findings; Recommends appropriate interventions where needed. Proposes creative and pragmatic solutions for risk and control problems.

    Partners with Directors and Managing Directors to develop approaches for addressing broader corporate emerging issues. Serves as lead reviewer for all types of reviews, including the most complex.

    Reviews and approves Business Monitoring Quarterly Summaries.

    Person Specification

    Qualifications and Competencies

    BA / BS or equivalent. Related certifications (CPA, ACA, CFA, CIA, CISA or similar) are a plus.Senior experience in a related role with experience in business, functional and people management, with proven abilities in taking responsibility for executing concurrently on a portfolio of high quality deliverables to stakeholders according to strict timetables.

    Specific subject matter expertise regarding technology application control disciplines and a solid business understanding of the Financial Service Industry, especially those associated with the Compliance and Regulatory Risk.

    Demonstrates experience in managing teams and managing integrated internal audit and assurance delivery within a matrix-reporting environment.

    Effective negotiation skills, a proactive and 'no surprises' approach in communicating issues and strength in sustaining independent views.

    This individual must be an articulate and effective communicator, both orally and in writing, with an energetic, charismatic and approachable style.

    Strong interpersonal skills for interfacing with all levels of internal and external audit and management.Knowledge of financial services Compliance regulations, standards, and standard business internal policies.

    Exceptional candidates who do not meet these criteria may be considered for the role provided they have the necessary skills and experience

    What we Offer

  • As well as a competitive salary and consideration for a yearly discretionary bonus Citi offer;
  • 23 days paid annual leave
  • Award winning pension scheme,
  • Life assurance and
  • Private medical insurance with Bupa healthcare.
  • In addition, we offer a competitive maternity, paternity and adoption leave scheme and employees also have the option (provided they have a student loan from the Student Loan Company) to divert saver and company match contributions to their student loan.

    We pride ourselves on our ability to offer employees a number of lifestyle benefits including; on site restaurant and coffee shops, online shopping and concierge service and subsidised clubs and societies.

    Our select benefit package offers you the opportunity to customise your benefits according to your own lifestyle preferences and includes corporate discounts, memberships and a range of additional extras.

    Our vast range of diversity networks and on site multi faith room demonstrates Citi’s commitment to growing a diverse workforce.

    Grade : All Job Level - All Job FunctionsAll Job Level - All Job Functions - GB

    Time Type : Full time

    Citi is an equal opportunity and affirmative action employer.

    Minority / Female / Veteran / Individuals with Disabilities / Sexual Orientation / Gender Identity.

    Citigroup Inc. and its subsidiaries ("Citi ) invite all qualified interested applicants to apply for career opportunities.

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