Operations is a dynamic, multi-faceted division that partners with all parts of the firm to provide banking, securities, and asset management services to clients around the world.
In addition, Operations provides essential risk management and controls to preserve and enhance the firm's assets and its reputation.
For every new product launched and every trade executed, it is Operations that develops and manages the processes and controls that enable business flow.
RESPONSIBILITIES AND QUALIFICATIONS
Private Wealth Management (PWM) Operations team is seeking an Analyst / Associate to join the Client Onboarding and Asset Transfer team.
The professional will collaborate with our Clients, PWM Sales and Business teams, as well as Legal, Compliance, Anti Money Laundering and other Federations teams, to facilitate account onboarding and asset transfers for PWM Clients while monitoring for risk, identifying fraud and ensuring compliance to Firmwide and regulatory policies.
There will be a strong focus on providing best in class client service and subject matter expertise to our business partners and clients directly.
The professional will also have the opportunity to be innovative by improving processes, reducing risk and increasing efficiency.
Operations is a dynamic, multi-faceted division that partners with all parts of the firm to deliver banking, sales and trading and asset management capabilities to clients around the world.
In addition, Operations provides essential risk management and control to preserve and enhance the firm’s assets and its reputation.
For every trade agreed, every new product launched or market entered, every transaction completed, it is Operations that develops the processes and controls that makes business flow.
Client Onboarding is a highly regulated function that focuses on account documentation, data integrity, risk management and regulatory requirements.
Client Onboarding is responsible for capturing all necessary information for regulatory and firm policies and perform due diligence on all new accounts and works closely with PWM business teams, PWM Compliance, PWM Legal, and other Operations groups to ensure a positive client experience during the onboarding process.
The Asset Transfer function works with PWM business teams to monitor and approve asset transfers. The team authenticates client transfer requests in accordance with the Firmwide and regulatory policies as well as ensuring the proper client approvals and documentation have been received while constantly monitoring for potential fraudulent activity.
HOW YOU WILL FULFILL YOUR POTENTIAL
SKILLS & EXPERIENCE WE’RE LOOKING FOR