Compliance Officer - Regulatory Developments
Alexander Lloyd
London, GB
16d ago

An exciting opportunity has arisen for a regulatory development specialist to join a global investments & insurance company based in the London.

Responsibilities :

  • Identify regulatory developments across the UK & EU
  • Lead projects relating to the implementation of regulatory developments
  • Develop, implement & maintain policies & procedure
  • Report findings to senior management including the Risk Committee and the Board
  • Requirements :

  • Advanced excel - must be able to manipulate & analyse date
  • Experience doing regulatory development in the past in a similar organisation
  • Please quote (43077) when calling Alexander Lloyd. This is only one of many vacancies we are handling. Alexander Lloyd is a specialist within Financial Services recruitment.

    Areas of expertise include Compliance Directors, CF10 / 11, Risk Frameworks, Monitoring, Advisory, Policy, T&C, Quality Assurance / File Review, AML / KYC etc across the entire financial services sector including investments, banking and insurance.

    We predominately focus on London, Surrey, Sussex and Kent, although we have also been highly successfully in offering national solutions.

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