WHO WE ARE
The Goldman Sachs Group, Inc. is a leading global financial services firm providing investment banking, securities and investment management services to a substantial and diversified client base that includes corporations, financial institutions, governments and high-
net-worth individuals. The firm is headquartered in New York and maintains offices in London, Frankfurt, Tokyo, Hong Kong and other major financial centres around the world.
Our division prevents, detects and mitigates compliance, regulatory and reputational risk across the firm and helps to strengthen the firm’s culture of compliance.
conducts independent testing; investigates, surveils and monitors for compliance risks and breaches; and leads the firm’s responses to regulatory examinations, audits and inquiries.
You'll be part of a team with members from a wide range of academic and professional backgrounds, such as law, accounting, sales, and trading.
We look for those who possess sound judgment, curiosity, and are able to adapt to a changing regulatory landscape.
BUSINESS UNIT AND ROLE OVERVIEW
The role of this Compliance Officer is to work within the team providing compliance coverage for marketing and distribution teams within Goldman Sachs Asset Management.
The team also provides compliance coverage for GSAM’s Third Party Manager Business. Core functions of the team include reviewing and approving financial promotions, conducting due diligence on the distributors’ of GSAM funds and third party managers, running surveillance of our sales process and drafting policies and procedures.
RESPONSIBILITIES AND QUALIFICATIONS
QUALIFICATIONS / SKILLS REQUIRED